Friday, November 8, 2024

Posit AI Weblog: Collaborative filtering with embeddings

What’s your first affiliation while you learn the phrase embeddings? For many of us, the reply will in all probability be phrase embeddings, or phrase vectors. A fast seek for latest papers on arxiv exhibits what else might be embedded: equations(Krstovski and Blei 2018), car sensor information(Hallac et al. 2018), graphs(Ahmed et al. 2018), code(Alon et al. 2018), spatial information(Jean et al. 2018), organic entities(Zohra Smaili, Gao, and Hoehndorf 2018) … – and what not.

What’s so engaging about this idea? Embeddings incorporate the idea of distributed representations, an encoding of data not at specialised places (devoted neurons, say), however as a sample of activations unfold out over a community.
No higher supply to quote than Geoffrey Hinton, who performed an essential function within the improvement of the idea(Rumelhart, McClelland, and PDP Analysis Group 1986):

Distributed illustration means a many to many relationship between two varieties of illustration (comparable to ideas and neurons).
Every idea is represented by many neurons. Every neuron participates within the illustration of many ideas.

The benefits are manifold. Maybe essentially the most well-known impact of utilizing embeddings is that we will study and make use of semantic similarity.

Let’s take a job like sentiment evaluation. Initially, what we feed the community are sequences of phrases, basically encoded as components. On this setup, all phrases are equidistant: Orange is as totally different from kiwi as it’s from thunderstorm. An ensuing embedding layer then maps these representations to dense vectors of floating level numbers, which might be checked for mutual similarity through varied similarity measures comparable to cosine distance.

We hope that after we feed these “significant” vectors to the subsequent layer(s), higher classification will outcome.
As well as, we could also be concerned about exploring that semantic area for its personal sake, or use it in multi-modal switch studying (Frome et al. 2013).

On this submit, we’d love to do two issues: First, we need to present an attention-grabbing utility of embeddings past pure language processing, particularly, their use in collaborative filtering. On this, we observe concepts developed in lesson5-movielens.ipynb which is a part of quick.ai’s Deep Studying for Coders class.
Second, to assemble extra instinct, we’d like to have a look “beneath the hood” at how a easy embedding layer might be applied.

So first, let’s leap into collaborative filtering. Identical to the pocket book that impressed us, we’ll predict film rankings. We are going to use the 2016 ml-latest-small dataset from MovieLens that incorporates ~100000 rankings of ~9900 films, rated by ~700 customers.

Embeddings for collaborative filtering

In collaborative filtering, we attempt to generate suggestions based mostly not on elaborate data about our customers and never on detailed profiles of our merchandise, however on how customers and merchandise go collectively. Is product (mathbf{p}) a match for person (mathbf{u})? In that case, we’ll advocate it.

Typically, that is achieved through matrix factorization. See, for instance, this good article by the winners of the 2009 Netflix prize, introducing the why and the way of matrix factorization strategies as utilized in collaborative filtering.

Right here’s the final precept. Whereas different strategies like non-negative matrix factorization could also be extra fashionable, this diagram of singular worth decomposition (SVD) discovered on Fb Analysis is especially instructive.

Figure from https://research.fb.com/fast-randomized-svd/

The diagram takes its instance from the context of textual content evaluation, assuming a co-occurrence matrix of hashtags and customers ((mathbf{A})).
As acknowledged above, we’ll as an alternative work with a dataset of film rankings.

Had been we doing matrix factorization, we would wish to in some way deal with the truth that not each person has rated each film. As we’ll be utilizing embeddings as an alternative, we received’t have that downside. For the sake of argumentation, although, let’s assume for a second the rankings have been a matrix, not a dataframe in tidy format.

In that case, (mathbf{A}) would retailer the rankings, with every row containing the rankings one person gave to all films.

This matrix then will get decomposed into three matrices:

  • (mathbf{Sigma}) shops the significance of the latent components governing the connection between customers and films.
  • (mathbf{U}) incorporates info on how customers rating on these latent components. It’s a illustration (embedding) of customers by the rankings they gave to the flicks.
  • (mathbf{V}) shops how films rating on these identical latent components. It’s a illustration (embedding) of flicks by how they acquired rated by stated customers.

As quickly as we’ve got a illustration of flicks in addition to customers in the identical latent area, we will decide their mutual match by a easy dot product (mathbf{m^ t}mathbf{u}). Assuming the person and film vectors have been normalized to size 1, that is equal to calculating the cosine similarity

[cos(theta) = frac{mathbf{x^ t}mathbf{y}}{mathbfspacemathbfy}]

What does all this should do with embeddings?

Properly, the identical general rules apply after we work with person resp. film embeddings, as an alternative of vectors obtained from matrix factorization. We’ll have one layer_embedding for customers, one layer_embedding for films, and a layer_lambda that calculates the dot product.

Right here’s a minimal customized mannequin that does precisely this:

simple_dot <- perform(embedding_dim,
                       n_users,
                       n_movies,
                       identify = "simple_dot") {
  
  keras_model_custom(identify = identify, perform(self) {
    self$user_embedding <-
      layer_embedding(
        input_dim = n_users + 1,
        output_dim = embedding_dim,
        embeddings_initializer = initializer_random_uniform(minval = 0, maxval = 0.05),
        identify = "user_embedding"
      )
    self$movie_embedding <-
      layer_embedding(
        input_dim = n_movies + 1,
        output_dim = embedding_dim,
        embeddings_initializer = initializer_random_uniform(minval = 0, maxval = 0.05),
        identify = "movie_embedding"
      )
    self$dot <-
      layer_lambda(
        f = perform(x) {
          k_batch_dot(x[[1]], x[[2]], axes = 2)
        }
      )
    
    perform(x, masks = NULL) {
      customers <- x[, 1]
      films <- x[, 2]
      user_embedding <- self$user_embedding(customers)
      movie_embedding <- self$movie_embedding(films)
      self$dot(checklist(user_embedding, movie_embedding))
    }
  })
}

We’re nonetheless lacking the information although! Let’s load it.
Apart from the rankings themselves, we’ll additionally get the titles from films.csv.

data_dir <- "ml-latest-small"
films <- read_csv(file.path(data_dir, "films.csv"))
rankings <- read_csv(file.path(data_dir, "rankings.csv"))

Whereas person ids haven’t any gaps on this pattern, that’s totally different for film ids. We due to this fact convert them to consecutive numbers, so we will later specify an enough dimension for the lookup matrix.

dense_movies <- rankings %>% choose(movieId) %>% distinct() %>% rowid_to_column()
rankings <- rankings %>% inner_join(dense_movies) %>% rename(movieIdDense = rowid)
rankings <- rankings %>% inner_join(films) %>% choose(userId, movieIdDense, ranking, title, genres)

Let’s take a notice, then, of what number of customers resp. films we’ve got.

n_movies <- rankings %>% choose(movieIdDense) %>% distinct() %>% nrow()
n_users <- rankings %>% choose(userId) %>% distinct() %>% nrow()

We’ll break up off 20% of the information for validation.
After coaching, in all probability all customers may have been seen by the community, whereas very possible, not all films may have occurred within the coaching pattern.

train_indices <- pattern(1:nrow(rankings), 0.8 * nrow(rankings))
train_ratings <- rankings[train_indices,]
valid_ratings <- rankings[-train_indices,]

x_train <- train_ratings %>% choose(c(userId, movieIdDense)) %>% as.matrix()
y_train <- train_ratings %>% choose(ranking) %>% as.matrix()
x_valid <- valid_ratings %>% choose(c(userId, movieIdDense)) %>% as.matrix()
y_valid <- valid_ratings %>% choose(ranking) %>% as.matrix()

Coaching a easy dot product mannequin

We’re prepared to start out the coaching course of. Be at liberty to experiment with totally different embedding dimensionalities.

embedding_dim <- 64

mannequin <- simple_dot(embedding_dim, n_users, n_movies)

mannequin %>% compile(
  loss = "mse",
  optimizer = "adam"
)

historical past <- mannequin %>% match(
  x_train,
  y_train,
  epochs = 10,
  batch_size = 32,
  validation_data = checklist(x_valid, y_valid),
  callbacks = checklist(callback_early_stopping(persistence = 2))
)

How nicely does this work? Last RMSE (the sq. root of the MSE loss we have been utilizing) on the validation set is round 1.08 , whereas fashionable benchmarks (e.g., of the LibRec recommender system) lie round 0.91. Additionally, we’re overfitting early. It appears to be like like we want a barely extra subtle system.

Training curve for simple dot product model

Accounting for person and film biases

An issue with our methodology is that we attribute the ranking as a complete to user-movie interplay.
Nonetheless, some customers are intrinsically extra important, whereas others are typically extra lenient. Analogously, movies differ by common ranking.
We hope to get higher predictions when factoring in these biases.

Conceptually, we then calculate a prediction like this:

[pred = avg + bias_m + bias_u + mathbf{m^ t}mathbf{u}]

The corresponding Keras mannequin will get simply barely extra advanced. Along with the person and film embeddings we’ve already been working with, the under mannequin embeds the common person and the common film in 1-d area. We then add each biases to the dot product encoding user-movie interplay.
A sigmoid activation normalizes to a price between 0 and 1, which then will get mapped again to the unique area.

Observe how on this mannequin, we additionally use dropout on the person and film embeddings (once more, the perfect dropout price is open to experimentation).

max_rating <- rankings %>% summarise(max_rating = max(ranking)) %>% pull()
min_rating <- rankings %>% summarise(min_rating = min(ranking)) %>% pull()

dot_with_bias <- perform(embedding_dim,
                          n_users,
                          n_movies,
                          max_rating,
                          min_rating,
                          identify = "dot_with_bias"
                          ) {
  keras_model_custom(identify = identify, perform(self) {
    
    self$user_embedding <-
      layer_embedding(input_dim = n_users + 1,
                      output_dim = embedding_dim,
                      identify = "user_embedding")
    self$movie_embedding <-
      layer_embedding(input_dim = n_movies + 1,
                      output_dim = embedding_dim,
                      identify = "movie_embedding")
    self$user_bias <-
      layer_embedding(input_dim = n_users + 1,
                      output_dim = 1,
                      identify = "user_bias")
    self$movie_bias <-
      layer_embedding(input_dim = n_movies + 1,
                      output_dim = 1,
                      identify = "movie_bias")
    self$user_dropout <- layer_dropout(price = 0.3)
    self$movie_dropout <- layer_dropout(price = 0.6)
    self$dot <-
      layer_lambda(
        f = perform(x)
          k_batch_dot(x[[1]], x[[2]], axes = 2),
        identify = "dot"
      )
    self$dot_bias <-
      layer_lambda(
        f = perform(x)
          k_sigmoid(x[[1]] + x[[2]] + x[[3]]),
        identify = "dot_bias"
      )
    self$pred <- layer_lambda(
      f = perform(x)
        x * (self$max_rating - self$min_rating) + self$min_rating,
      identify = "pred"
    )
    self$max_rating <- max_rating
    self$min_rating <- min_rating
    
    perform(x, masks = NULL) {
      
      customers <- x[, 1]
      films <- x[, 2]
      user_embedding <-
        self$user_embedding(customers) %>% self$user_dropout()
      movie_embedding <-
        self$movie_embedding(films) %>% self$movie_dropout()
      dot <- self$dot(checklist(user_embedding, movie_embedding))
      dot_bias <-
        self$dot_bias(checklist(dot, self$user_bias(customers), self$movie_bias(films)))
      self$pred(dot_bias)
    }
  })
}

How nicely does this mannequin carry out?

mannequin <- dot_with_bias(embedding_dim,
                       n_users,
                       n_movies,
                       max_rating,
                       min_rating)

mannequin %>% compile(
  loss = "mse",
  optimizer = "adam"
)

historical past <- mannequin %>% match(
  x_train,
  y_train,
  epochs = 10,
  batch_size = 32,
  validation_data = checklist(x_valid, y_valid),
  callbacks = checklist(callback_early_stopping(persistence = 2))
)

Not solely does it overfit later, it truly reaches a method higher RMSE of 0.88 on the validation set!

Training curve for dot product model with biases

Spending a while on hyperparameter optimization may very nicely result in even higher outcomes.
As this submit focuses on the conceptual aspect although, we need to see what else we will do with these embeddings.

Embeddings: a more in-depth look

We will simply extract the embedding matrices from the respective layers. Let’s do that for films now.

movie_embeddings <- (mannequin %>% get_layer("movie_embedding") %>% get_weights())[[1]]

How are they distributed? Right here’s a heatmap of the primary 20 films. (Observe how we increment the row indices by 1, as a result of the very first row within the embedding matrix belongs to a film id 0 which doesn’t exist in our dataset.)
We see that the embeddings look relatively uniformly distributed between -0.5 and 0.5.

levelplot(
  t(movie_embeddings[2:21, 1:64]),
  xlab = "",
  ylab = "",
  scale = (checklist(draw = FALSE)))
Embeddings for first 20 movies

Naturally, we could be concerned about dimensionality discount, and see how particular films rating on the dominant components.
A doable strategy to obtain that is PCA:

movie_pca <- movie_embeddings %>% prcomp(middle = FALSE)
parts <- movie_pca$x %>% as.information.body() %>% rowid_to_column()

plot(movie_pca)
PCA: Variance explained by component

Let’s simply take a look at the primary principal part as the second already explains a lot much less variance.

Listed here are the ten films (out of all that have been rated at the least 20 occasions) that scored lowest on the primary issue:

ratings_with_pc12 <-
  rankings %>% inner_join(parts %>% choose(rowid, PC1, PC2),
                         by = c("movieIdDense" = "rowid"))

ratings_grouped <-
  ratings_with_pc12 %>%
  group_by(title) %>%
  summarize(
    PC1 = max(PC1),
    PC2 = max(PC2),
    ranking = imply(ranking),
    genres = max(genres),
    num_ratings = n()
  )

ratings_grouped %>% filter(num_ratings > 20) %>% organize(PC1) %>% print(n = 10)
# A tibble: 1,247 x 6
   title                                   PC1      PC2 ranking genres                   num_ratings
   <chr>                                 <dbl>    <dbl>  <dbl> <chr>                          <int>
 1 Starman (1984)                       -1.15  -0.400     3.45 Journey|Drama|Romance…          22
 2 Bulworth (1998)                      -0.820  0.218     3.29 Comedy|Drama|Romance              31
 3 Cable Man, The (1996)                -0.801 -0.00333   2.55 Comedy|Thriller                   59
 4 Species (1995)                       -0.772 -0.126     2.81 Horror|Sci-Fi                     55
 5 Save the Final Dance (2001)           -0.765  0.0302    3.36 Drama|Romance                     21
 6 Spanish Prisoner, The (1997)         -0.760  0.435     3.91 Crime|Drama|Thriller|Thr…          23
 7 Sgt. Bilko (1996)                    -0.757  0.249     2.76 Comedy                            29
 8 Bare Gun 2 1/2: The Odor of Concern,… -0.749  0.140     3.44 Comedy                            27
 9 Swordfish (2001)                     -0.694  0.328     2.92 Motion|Crime|Drama                33
10 Addams Household Values (1993)          -0.693  0.251     3.15 Kids|Comedy|Fantasy           73
# ... with 1,237 extra rows

And right here, inversely, are those who scored highest:

ratings_grouped %>% filter(num_ratings > 20) %>% organize(desc(PC1)) %>% print(n = 10)
 A tibble: 1,247 x 6
   title                                PC1        PC2 ranking genres                    num_ratings
   <chr>                              <dbl>      <dbl>  <dbl> <chr>                           <int>
 1 Graduate, The (1967)                1.41  0.0432      4.12 Comedy|Drama|Romance               89
 2 Vertigo (1958)                      1.38 -0.0000246   4.22 Drama|Thriller|Romance|Th…          69
 3 Breakfast at Tiffany's (1961)       1.28  0.278       3.59 Drama|Romance                      44
 4 Treasure of the Sierra Madre, The…  1.28 -0.496       4.3  Motion|Journey|Drama|W…          30
 5 Boot, Das (Boat, The) (1981)        1.26  0.238       4.17 Motion|Drama|Battle                   51
 6 Flintstones, The (1994)             1.18  0.762       2.21 Kids|Comedy|Fantasy            39
 7 Rock, The (1996)                    1.17 -0.269       3.74 Motion|Journey|Thriller         135
 8 Within the Warmth of the Evening (1967)     1.15 -0.110       3.91 Drama|Thriller                      22
 9 Quiz Present (1994)                    1.14 -0.166       3.75 Drama                              90
10 Striptease (1996)                   1.14 -0.681       2.46 Comedy|Crime                       39
# ... with 1,237 extra rows

We’ll go away it to the educated reader to call these components, and proceed to our second subject: How does an embedding layer do what it does?

Do-it-yourself embeddings

You’ll have heard folks say all an embedding layer did was only a lookup. Think about you had a dataset that, along with steady variables like temperature or barometric strain, contained a categorical column characterization consisting of tags like “foggy” or “cloudy.” Say characterization had 7 doable values, encoded as an element with ranges 1-7.

Had been we going to feed this variable to a non-embedding layer, layer_dense say, we’d should take care that these numbers don’t get taken for integers, thus falsely implying an interval (or at the least ordered) scale. However after we use an embedding as the primary layer in a Keras mannequin, we feed in integers on a regular basis! For instance, in textual content classification, a sentence would possibly get encoded as a vector padded with zeroes, like this:

2  77   4   5 122   55  1  3   0   0  

The factor that makes this work is that the embedding layer truly does carry out a lookup. Under, you’ll discover a quite simple customized layer that does basically the identical factor as Keras’ layer_embedding:

  • It has a weight matrix self$embeddings that maps from an enter area (films, say) to the output area of latent components (embeddings).
  • Once we name the layer, as in

x <- k_gather(self$embeddings, x)

it appears to be like up the passed-in row quantity within the weight matrix, thus retrieving an merchandise’s distributed illustration from the matrix.

SimpleEmbedding <- R6::R6Class(
  "SimpleEmbedding",
  
  inherit = KerasLayer,
  
  public = checklist(
    output_dim = NULL,
    emb_input_dim = NULL,
    embeddings = NULL,
    
    initialize = perform(emb_input_dim, output_dim) {
      self$emb_input_dim <- emb_input_dim
      self$output_dim <- output_dim
    },
    
    construct = perform(input_shape) {
      self$embeddings <- self$add_weight(
        identify = 'embeddings',
        form = checklist(self$emb_input_dim, self$output_dim),
        initializer = initializer_random_uniform(),
        trainable = TRUE
      )
    },
    
    name = perform(x, masks = NULL) {
      x <- k_cast(x, "int32")
      k_gather(self$embeddings, x)
    },
    
    compute_output_shape = perform(input_shape) {
      checklist(self$output_dim)
    }
  )
)

As traditional with customized layers, we nonetheless want a wrapper that takes care of instantiation.

layer_simple_embedding <-
  perform(object,
           emb_input_dim,
           output_dim,
           identify = NULL,
           trainable = TRUE) {
    create_layer(
      SimpleEmbedding,
      object,
      checklist(
        emb_input_dim = as.integer(emb_input_dim),
        output_dim = as.integer(output_dim),
        identify = identify,
        trainable = trainable
      )
    )
  }

Does this work? Let’s take a look at it on the rankings prediction job! We’ll simply substitute the customized layer within the easy dot product mannequin we began out with, and verify if we get out an identical RMSE.

Placing the customized embedding layer to check

Right here’s the easy dot product mannequin once more, this time utilizing our customized embedding layer.

simple_dot2 <- perform(embedding_dim,
                       n_users,
                       n_movies,
                       identify = "simple_dot2") {
  
  keras_model_custom(identify = identify, perform(self) {
    self$embedding_dim <- embedding_dim
    
    self$user_embedding <-
      layer_simple_embedding(
        emb_input_dim = checklist(n_users + 1),
        output_dim = embedding_dim,
        identify = "user_embedding"
      )
    self$movie_embedding <-
      layer_simple_embedding(
        emb_input_dim = checklist(n_movies + 1),
        output_dim = embedding_dim,
        identify = "movie_embedding"
      )
    self$dot <-
      layer_lambda(
        output_shape = self$embedding_dim,
        f = perform(x) {
          k_batch_dot(x[[1]], x[[2]], axes = 2)
        }
      )
    
    perform(x, masks = NULL) {
      customers <- x[, 1]
      films <- x[, 2]
      user_embedding <- self$user_embedding(customers)
      movie_embedding <- self$movie_embedding(films)
      self$dot(checklist(user_embedding, movie_embedding))
    }
  })
}

mannequin <- simple_dot2(embedding_dim, n_users, n_movies)

mannequin %>% compile(
  loss = "mse",
  optimizer = "adam"
)

historical past <- mannequin %>% match(
  x_train,
  y_train,
  epochs = 10,
  batch_size = 32,
  validation_data = checklist(x_valid, y_valid),
  callbacks = checklist(callback_early_stopping(persistence = 2))
)

We find yourself with a RMSE of 1.13 on the validation set, which isn’t removed from the 1.08 we obtained when utilizing layer_embedding. At the very least, this could inform us that we efficiently reproduced the method.

Conclusion

Our objectives on this submit have been twofold: Shed some mild on how an embedding layer might be applied, and present how embeddings calculated by a neural community can be utilized as an alternative to part matrices obtained from matrix decomposition. In fact, this isn’t the one factor that’s fascinating about embeddings!

For instance, a really sensible query is how a lot precise predictions might be improved by utilizing embeddings as an alternative of one-hot vectors; one other is how discovered embeddings would possibly differ relying on what job they have been skilled on.
Final not least – how do latent components discovered through embeddings differ from these discovered by an autoencoder?

In that spirit, there isn’t a lack of subjects for exploration and poking round …

Ahmed, N. Okay., R. Rossi, J. Boaz Lee, T. L. Willke, R. Zhou, X. Kong, and H. Eldardiry. 2018. “Studying Position-Primarily based Graph Embeddings.” ArXiv e-Prints, February. https://arxiv.org/abs/1802.02896.
Alon, Uri, Meital Zilberstein, Omer Levy, and Eran Yahav. 2018. “Code2vec: Studying Distributed Representations of Code.” CoRR abs/1803.09473. http://arxiv.org/abs/1803.09473.

Frome, Andrea, Gregory S. Corrado, Jonathon Shlens, Samy Bengio, Jeffrey Dean, Marc’Aurelio Ranzato, and Tomas Mikolov. 2013. “DeViSE: A Deep Visible-Semantic Embedding Mannequin.” In NIPS, 2121–29.

Hallac, D., S. Bhooshan, M. Chen, Okay. Abida, R. Sosic, and J. Leskovec. 2018. “Drive2Vec: Multiscale State-Area Embedding of Vehicular Sensor Information.” ArXiv e-Prints, June. https://arxiv.org/abs/1806.04795.
Jean, Neal, Sherrie Wang, Anshul Samar, George Azzari, David B. Lobell, and Stefano Ermon. 2018. “Tile2Vec: Unsupervised Illustration Studying for Spatially Distributed Information.” CoRR abs/1805.02855. http://arxiv.org/abs/1805.02855.
Krstovski, Okay., and D. M. Blei. 2018. “Equation Embeddings.” ArXiv e-Prints, March. https://arxiv.org/abs/1803.09123.

Rumelhart, David E., James L. McClelland, and CORPORATE PDP Analysis Group, eds. 1986. Parallel Distributed Processing: Explorations within the Microstructure of Cognition, Vol. 2: Psychological and Organic Fashions. Cambridge, MA, USA: MIT Press.

Zohra Smaili, F., X. Gao, and R. Hoehndorf. 2018. “Onto2Vec: Joint Vector-Primarily based Illustration of Organic Entities and Their Ontology-Primarily based Annotations.” ArXiv e-Prints, January. https://arxiv.org/abs/1802.00864.

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